NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLC

RIASEC RegisteredEst. 1999

Total AUM

$673M

Discretionary

$625M

93% of AUM

Avg account

$219K

Accounts

3,067

Employees

Advisory reps

Firm details

Headquarters: MERIDEN, Connecticut
CRD number: 109203
Registered since: December 30, 1999
Website: www.newenglandcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals45.51%
HNWI45.22%
Pension & Profit Sharing Plans8.3%
Charitable Organizations0.74%
Corporations / Businesses0.23%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

New England Capital Financial Advisors LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 1999. The firm is owner-operated and serves both individual & family clients and institutional clients. Its advisory scope centers on financial planning and discretionary portfolio management for individuals, small businesses and institutions, with additional services that include pension consulting support and educational workshops. The firm bills through a mix of percentage-of-assets, hourly, and fixed-fee arrangements. It does not identify as an active ESG investor and is not described as a capital allocator; its model is oriented toward direct advisory and portfolio management rather than allocating to in-house private managers.