New England Capital Financial Advisors LLC

RIASEC Registered

Total AUM

$768M

Discretionary

$710M

92% of AUM

Avg account

$246K

Accounts

3,121

Employees

Advisory reps

Firm details

Headquarters: Cheshire, Connecticut
CRD number: 109203
Registered since: December 30, 1999
Website: www.newenglandcapital.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals45.77%
HNWI44.66%
Pension & Profit Sharing Plans8.32%
Charitable Organizations0.89%
Corporations / Businesses0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

New England Capital Financial Advisors LLC is an independent registered investment adviser structured as an LLC and owned by an individual. The firm has been SEC-registered since 1999. Its client base spans individual and family clients as well as institutional relationships. Service offerings emphasize financial planning and portfolio management for individuals, small businesses, and institutions, along with pension consulting support and educational seminars or workshops. Fee arrangements include asset-based fees, hourly billing, and fixed-fee engagements. The firm does not identify as an active ESG investor.