Netcapital Securities Inc.

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Boston, Massachusetts
CRD number
329071
Registered since
November 27, 2024

Firm profile

FINTRX

Overview

Netcapital Securities Inc. is registered as a corporation and appears on FINTRX with an SEC registration year of 2024. The snapshot lists ownership as a domestic entity or individual and classifies the firm as "unclassified." The record flags the firm as not serving as a capital allocator and not identifying as an active ESG investor. FINTRX does not supply details on the firm's advisory or business activities, client base, fee model, or investment strategies. The profile also indicates the firm is not a multi-state adviser and is not listed as a related adviser. Activity and affiliation fields in the dataset are empty. Because publicly available FINTRX fields for this entity are sparse, prospective partners or counterparties will need to request primary-source materials (registration filings, offering documents, or direct disclosures) to learn about product shelf, target clients, AUM, public holdings, office locations, and the presence or absence of alternative investments or family-office services.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Todd Violette

    Todd Violette

    CEOCRD 2750803

  • Radames Sanchez

    Radames Sanchez

    Independent ContractorCRD 4073886

Contacts

3 of 3
  • Coreen Kraysler

    Coreen Kraysler

    DirectorCRD 2699785

  • Conner Wagstaff

    Conner Wagstaff

    DirectorCRD 1427591

  • Caleb Andrews

    Caleb Andrews

    Senior Compliance AnalystCRD 8039137

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Boston, MA

Suffolk

Location

Boston, MA

Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Suffolk
Address
1 Lincoln St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth