Nest Egg Financial Advisors

RIASEC Registered
Total AUM
$37.2M
Discretionary
$35.7M
96% of AUM
Avg account
$341K
Accounts
109
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
297602
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, T. ROWE PRICE INVESTMENT SERVICES, INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TRANSAMERICA CAPITAL, LLC
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI98.63%
  • Individuals1.37%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Nest Egg Financial Advisors is an independent, individual-owned RIA organized as an LLC that serves mainly individuals and families. The firm combines financial planning with portfolio management for individuals and small businesses, and it also provides pension consulting. Its client-fee mix includes asset-based fees and hourly charges. The adviser does not self-identify as an ESG investor and is not registered as a multistate adviser. The firm’s operating footprint and advisory activities suggest a small, client-focused practice that emphasizes discretionary portfolio management alongside planning engagements. SEC registration year is not listed in the available data.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 34%, Cash & Cash Equivalents 9%, US Government Bonds 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities34%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Lisa Farrier

    Lisa Farrier

    Founder & CEOCRD 3262734

Contacts

1 of 1
  • John Ekin

    John Ekin

    Owner / AdvisorCRD 6967868

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth