NCT FUND MANAGEMENT, LLC

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
COLUMBUS, Ohio
CRD number
163692
Registered since
March 30, 2012

Firm profile

FINTRX

Overview

NCT Fund Management, LLC is a small, fund-focused adviser that has been SEC-registered since 2012 as a limited liability company. The firm functions primarily as a sponsor and general partner, serving as managing member for pooled investment vehicles rather than as a traditional retail adviser. That structure, together with an affiliation described as a law firm and sponsor, implies the firm handles deal formation and governance internally and takes direct responsibility for fund-level decision making. The firm is not positioned as a multi-state registered adviser, is not flagged as an active ESG investor, and is not identified as a capital allocator or pension consultant. Its regulatory classification is unclassified, and public disclosures show the entity concentrates on private fund management instead of providing broad-based advisory services to individual advisory clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • LINDSAY STENCEL

    ManagerCRD 6048256

  • MICHAEL BUTLER

    PartnerCRD 1313862

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

COLUMBUS, OH

FRANKLIN

Location

COLUMBUS, OH

Headquartered in COLUMBUS, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
FRANKLIN
Address
421 W State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth