Nautica Asset Management LLC

RIASEC Registered
Total AUM
$1M
Discretionary
$0
0% of AUM
Avg account
$91K
Accounts
11
Employees
1
Advisory reps
2

Firm details

Headquarters
Canton, Michigan
CRD number
282765
Custodians
ALTRUIST FINANCIAL LLC, APEX CLEARING CORPORATION
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals100%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Nautica Asset Management LLC is an independent, individually owned registered investment adviser formed as an LLC. The firm serves individual and family clients with a combination of financial planning and discretionary portfolio management for individuals and small businesses, and it lists pension consulting among its advisory capabilities. Compensation combines AUM-based fees and fixed-fee arrangements. Filings indicate the firm does not identify as an active ESG investor. The firm maintains an affiliation with an insurance company and reports use of third‑party managers for certain alternative exposures rather than acting as a capital allocator itself.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Cash & Cash Equivalents 3%, Exchange Traded Equities 2%95%
  • Public Funds/Mutual Funds95%
  • Cash & Cash Equivalents3%
  • Exchange Traded Equities2%

Contacts

2 of 2
  • Wilton Baker

    Wilton Baker

    Founder & Managing DirectorCRD 2323031

  • David Romero

    Investment Advisor RepresentativeCRD 2817293

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Canton, MI

Wayne

Location

Canton, MI

Headquartered in Canton, MI, anchoring the Detroit-Warren-Ann Arbor, MI metro in the Midwest.

Metro area
Detroit-Warren-Ann Arbor, MI
Region
Midwest
County
Wayne
Address
480 N Canton Center Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth