NANTAHALA CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2011
Total AUM
$3.1B
Discretionary
$3.1B
100% of AUM
Avg account
$283M
Accounts
11
Employees
14
Advisory reps
5

Firm details

Headquarters
NEW CANAAN, Connecticut
CRD number
158081
Registered since
June 24, 2011
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Nantahala Capital Management, LLC is a privately owned hedge fund organized as an LLC and registered with the SEC in 2011. The firm serves institutional clients and operates predominantly through pooled investment vehicles, acting as a sponsor/GP and managing member for those vehicles. Its business activities include CPO/CTA functions and portfolio management for pooled funds. Compensation is a mix of percentage-of-AUM and performance-based fees. The adviser does not report active ESG investing and is not identified as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 100%100%
  • Non-Exchange Traded Equities100%

Owners & executives

2 of 2
  • QIANQIAN ZHONG

    Chief Financial OfficerCRD 6937485

  • DEMETRIOS (TAKI) VASILAKIS

    Chief Compliance OfficerCRD 2849377

Contacts

3 of 3
  • WILMOT HARKEY

    Managing MemberCRD 5934828

  • DANIEL MACK

    Managing MemberCRD 5934829

  • Jonathan Buba

    Senior AnalystCRD 6736715

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

NEW CANAAN, CT

FAIRFIELD

Location

NEW CANAAN, CT

Headquartered in NEW CANAAN, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
130 Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth