N.L.C. LLC

RIASEC RegisteredEst. 2026
Total AUM
$286M
Discretionary
$286M
100% of AUM
Avg account
$19.1M
Accounts
15
Employees
2
Advisory reps
2

Firm details

Headquarters
Boca Raton, Florida
CRD number
330231
Registered since
August 5, 2026
Fee structure
Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

N.L.C. LLC is a privately organized fund manager that runs pooled investment vehicles for institutional clients. Structured as a limited liability company, the firm is classified as a private equity, venture capital, and multifaceted fund manager and was registered with the SEC in 2026. Its operating model centers on direct portfolio management of private funds rather than acting as a third‑party allocator. Fee arrangements include both fixed management charges and performance‑based compensation. The firm does not present itself as an active ESG investor and is not organized as a multi‑state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Brian Lombardi

    Brian Lombardi

    Senior Vice PresidentCRD 4227216

  • Christopher Norton

    Christopher Norton

    Senior Managing DirectorCRD 5386000

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Boca Raton, FL

Palm Beach

Location

Boca Raton, FL

Headquartered in Boca Raton, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Palm Beach
Address
6644 Serena Ln
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth