MTM INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$678M
Discretionary
$639M
94% of AUM
Avg account
$656K
Accounts
1,033
Employees
8
Advisory reps
5

Firm details

Headquarters
SPARTANBURG, South Carolina
CRD number
297500
Registered since
July 20, 2018
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM
Client types
  • HNWI90.59%
  • Individuals6.38%
  • Pension & Profit Sharing Plans2.65%
  • Charitable Organizations0.37%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

MTM Investment Management, LLC is an SEC-registered investment adviser that positions itself as a capital allocator for both individual/family and institutional clients. The firm, registered in 2018, is organized as an LLC and lists ownership that includes a domestic entity and an individual. Its client work focuses on portfolio management for individuals and small businesses, selection of other advisers, and pension consulting-style services. MTM charges fees as a percentage of assets under management and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 33%, US Government Bonds 7%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Cash & Cash Equivalents 1%, Other 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities33%
  • US Government Bonds7%
  • Investment Grade Corp Bonds2%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • DAVID TAYLOR

    Chairman & Chief Investment OfficerCRD 3238186

  • JOHN MOORE

    President, Chief Compliance OfficerCRD 6745393

Contacts

3 of 3
  • JOSEPH TOWSON

    PartnerCRD 845932

  • JAMES BURCHFIELD

    PartnerCRD 1227670

  • CHRISTOPHER SANTORO

    Financial AdvisorCRD 7497310

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 267

Active vs passive

$159M in ETFs

Passive

79%

$125M

Active

21%

$34M

ETFProviderStyleCategoryValueShares% of portfolio
T ROWE PRICE CAPITAL APPRECIATION EQUITY ETF (TCAF)T. Rowe PriceActiveLarge Blend$10.2M285,2306.39%

Location

Primary office

SPARTANBURG, SC

SPARTANBURG

Location

SPARTANBURG, SC

Headquartered in SPARTANBURG, SC, anchoring the Greenville-Spartanburg-Anderson, SC metro in the South.

Metro area
Greenville-Spartanburg-Anderson, SC
Region
South
County
SPARTANBURG
Address
812 E Main St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth