MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$524M
Discretionary
$524M
100% of AUM
Avg account
$656K
Accounts
799
Employees
10
Advisory reps
6

Firm details

Headquarters
LINCOLNSHIRE, Illinois
CRD number
118366
Registered since
August 23, 2022
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI97.86%
  • Individuals1.87%
  • Charitable Organizations0.15%
  • Corporations / Businesses0.11%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mowery & Schoenfeld Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2022. The firm serves individual and family clients and operates as a capital allocator, blending advisory and brokerage fee models (percentage of AUM plus commissions). Core advisory services include financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. The firm does not identify as an ESG investor and appears to be run by an individual owner with an industry affiliation to accounting.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 23%, State & Local Bonds 17%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%, Derivatives 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities23%
  • State & Local Bonds17%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Contacts

3 of 6
  • ANDREW HOOLEY

    Wealth AdvisorCRD 6386893

  • KEITH SCHOENFELD

    FounderCRD 4494732

  • JEFFERY MOWERY

    Managing PartnerCRD 4494731

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 61

Active vs passive

$28.6M in ETFs

Passive

73%

$21M

Active

15%

$7.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO RAFI US 1000 ETF (PRF)InvescoPassiveLarge Value$5M105,52717.55%

Location

Primary office

LINCOLNSHIRE, IL

LAKE

Location

LINCOLNSHIRE, IL

Headquartered in LINCOLNSHIRE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
LAKE
Address
475 Half Day Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth