Mowery & Schoenfeld Wealth Management, LLC

RIASEC Registered
Total AUM
$524M
Discretionary
$524M
100% of AUM
Avg account
$656K
Accounts
799
Employees
10
Advisory reps
7

Firm details

Headquarters
Lincolnshire, Illinois
CRD number
118366
Registered since
August 23, 2022
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI97.86%
  • Individuals1.87%
  • Charitable Organizations0.15%
  • Corporations / Businesses0.11%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mowery & Schoenfeld Wealth Management, LLC is an independent, owner-operated RIA that registered with the SEC in 2022. The firm focuses on serving individuals and families, offering financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. It operates as a capital allocator, combining fee-based percentage-of-AUM billing with some commission-based business. The firm is not positioned as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 23%, State & Local Bonds 17%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 1%, Derivatives 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities23%
  • State & Local Bonds17%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

ETF holdings

1 of 102

Active vs passive

$47.3M in ETFs

Passive

69%

$32.6M

Active

12%

$14.7M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO RAFI US 1000 ETF (PRF)InvescoPassiveLarge Value$8.5M156,73118.03%

Location

Primary office

Lincolnshire, IL

Lake

Location

Lincolnshire, IL

Headquartered in Lincolnshire, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Lake
Address
475 Half Day Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth