Mosaic Advisors

RIASEC Registered

Total AUM

$581M

Discretionary

$571M

98% of AUM

Avg account

$2.1M

Accounts

275

Employees

27

Advisory reps

22

Firm details

Headquarters: Houston, Texas
CRD number: 164913
Registered since: June 10, 2015
Website: mosaicadvisors.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Fixed Fees
Client types: HNWI96.5%
Charitable Organizations3.29%
Individuals0.21%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mosaic Advisors is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (registered in 2015) and focuses on serving individual and family clients through fixed-fee arrangements. Core services are financial planning and portfolio management for individuals and small businesses. Mosaic reports being an active ESG investor and lists an insurance company among its industry affiliations. The firm is not structured as a capital allocator and its ownership is a mix of domestic entity and individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities57%
State & Local Bonds20%
Public Funds/Mutual Funds11%
Cash & Cash Equivalents6%
US Government Bonds3%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 15

Active vs passive

$35.8M in ETFs

Passive

89%

$31.7M

Active

0%

$4.1M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)	BlackRock	Passive	Large Blend	$8.3M	50,527	23.20%

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Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area: Houston-The Woodlands, TX
Region: South
County: Harris
Address: 3773 Richmond Ave
Time zone: CT (UTC-6)
Office locations

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