MOSAIC ADVISORS

RIASEC RegisteredEst. 2015
Total AUM
$581M
Discretionary
$571M
98% of AUM
Avg account
$2.1M
Accounts
275
Employees
27
Advisory reps
21

Firm details

Headquarters
HOUSTON, Texas
CRD number
164913
Registered since
June 10, 2015
Website
mosaicadvisors.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI96.5%
  • Charitable Organizations3.29%
  • Individuals0.21%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mosaic Advisors LLC is an independent registered investment adviser that has been SEC-registered since 2015 and operates as a limited liability company. The firm focuses on serving individuals and families, providing financial planning and portfolio management for individuals and small businesses. Mosaic uses a fixed-fee model and identifies as an active ESG investor. The firm lists an insurance company among its industry affiliations and does not position itself as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 57%, State & Local Bonds 20%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 6%, US Government Bonds 3%, Investment Grade Corp Bonds 3%57%
  • Exchange Traded Equities57%
  • State & Local Bonds20%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents6%
  • US Government Bonds3%

Owners & executives

3 of 5

  • Carlos Betancourt

    Client Operations CoordinatorCRD 7580545

  • Jeremy Little

    Client Operations CoordinatorCRD 7884906

  • Jacy Norris

    Client Operations CoordinatorCRD 8027116

Unlock 2 more executives →

Contacts

3 of 16

  • BRANDON HENRY

    PartnerCRD 4854666

  • Richard Meyer

    Tax StrategistCRD 7917163

  • Alexandra Roggero

    Operations AnalystCRD 7079760

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$49.2M in ETFs

Passive

78%

$38.4M

Active

4%

$10.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P TOTAL US STOCK MARKET ETF (ITOT)BlackRockPassiveLarge Blend$7.9M50,52716.04%
Unlock additional holdings →

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
3773 Richmond Ave
Time zone
CT (UTC-6)
Office locations

Similar firms

ARMADILLO LITIGATION FUNDING LLC

RIA

HOUSTON, TX

AUM $581MTEAM 7REPS 4

KDK PRIVATE WEALTH MANAGEMENT

RIA

HOUSTON, TX

AUM $585MTEAM 8REPS 5

VIRAGE CAPITAL MANAGEMENT LP

RIA

HOUSTON, TX

AUM $588MTEAM 12REPS 3

Riverbend Energy Group

RIA

HOUSTON, TX

AUM $561MTEAM 43REPS 3

FREEDOM DAY SOLUTIONS, LLC

RIA

HOUSTON, TX

AUM $615MTEAM 8REPS 6

CIBOLO ENERGY PARTNERS, LLC

RIA

HOUSTON, TX

AUM $542MTEAM 10REPS 3
More RIAs in HOUSTON →All Texas RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth