MORNINGSTAR INVESTMENT MANAGEMENT LLC
Firm details
- Headquarters
- CHICAGO, Illinois
- CRD number
- 108031
- Registered since
- October 18, 1999
- Custodians
- LINCOLN FINANCIAL DISTRIBUTORS, INC., CHARLES SCHWAB & CO., INC., STATE STREET BANK AND TRUST COMPANY
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals40.53%
- Other33.96%
- Pension & Profit Sharing Plans13.88%
- Investment Companies7.11%
- HNWI4.53%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Morningstar Investment Management LLC is an SEC‑registered investment adviser organized as an LLC and operating as a capital allocator for both individual/family and institutional clients. Registered in 1999, the firm offers portfolio management across a range of client types — from individuals and small businesses to pooled vehicles and institutional accounts — and provides pension consulting and adviser‑selection services. It also reports business activity as a CPO/CTA. Fee arrangements include percentage of AUM, fixed fees and other structures. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds72%
- Private Funds24%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2SARA KASUN-FRETZ
Chief Compliance OfficerCRD 4904519
Daniel Kemp
Chief Research and Investments OfficerCRD 7788782
Contacts
3 of 28AARON PETERSON
Regional Sales DirectorCRD 2668394
ADAM HERAKOVICH
Client Service RepresentativeCRD 4779078
STEVEN GEIGER
Regional Sales DirectorCRD 2676157
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 25Active vs passive
$708M in ETFs
96%
$682M
4%
$26.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES US TREASURY BOND ETF (GOVT) | BlackRock | Passive | Intermediate Government | $240M | 10,483,782 | 33.92% |
Location
CHICAGO, IL
COOK
Location
CHICAGO, IL
Headquartered in CHICAGO, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- COOK
- Address
- 22 W Washington St
- Time zone
- CT (UTC-6)
- Office locations
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