Moreau Investment Management Co

RIASEC Registered
Total AUM
$61.8M
Discretionary
$61.8M
100% of AUM
Avg account
$1.3M
Accounts
47
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
108574
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI85.02%
  • Individuals14.98%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Moreau Investment Management Co. is an independent, privately owned registered investment adviser that provides fee-based portfolio management for individuals, families and small businesses. The firm focuses on discretionary management, charging clients a percentage of assets under management, and concentrates its activities on individualized portfolio oversight rather than institutional consulting or multi-manager capital allocation. Moreau does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 83%, Cash & Cash Equivalents 10%, US Government Bonds 8%83%
  • Exchange Traded Equities83%
  • Cash & Cash Equivalents10%
  • US Government Bonds8%

Contacts

2 of 2
  • Roger Moreau

    PresidentCRD 1701859

  • Nicole Moreau

    SecretaryCRD 4377186

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth