Moreau Investment Management Co
Firm details
- Headquarters
- ,
- CRD number
- 108574
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI85.02%
- Individuals14.98%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Moreau Investment Management Co. is a privately owned corporate RIA that advises individual and family clients on portfolio management, with an emphasis on fee-based relationships billed as a percentage of assets under management. The firm’s stated advisory activity centers on managing portfolios for individuals and small businesses. It is neither positioned as an institutional pension consultant nor an ESG-focused manager, and it does not present itself as a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities83%
- Cash & Cash Equivalents10%
- US Government Bonds8%
Contacts
2 of 2Roger Moreau
PresidentCRD 1701859
Nicole Moreau
SecretaryCRD 4377186
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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