MOK CAPITAL MANAGEMENT

Overview

MOK Capital Management is a small, independent advisory shop focused on serving individual and family clients. The firm operates as a sole proprietorship and combines traditional registered-advisor services—financial planning and portfolio management for individuals and small businesses—with broker-dealer and insurance brokerage activity. That mix appears in its fee structure: percentage-of-AUM advisory fees for discretionary mandates, hourly charges for planning work, and commission-based compensation tied to brokerage and insurance products. The firm’s investment activity skews toward publicly traded equities; its filings show a clear preference for exchange-traded instruments as the core building block for client portfolios. MOK Capital Management manages both discretionary portfolios and non-discretionary accounts, using discretionary authority for the majority of assets while retaining non-discretionary relationships where clients prefer greater oversight. The firm is not an active ESG investor and is not positioned as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices