Modern Wealth Management, LLC
Firm details
- Headquarters
- Kansas City, Missouri
- CRD number
- 324624
- Registered since
- May 2, 2023
- Website
- www.modwm.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI58.42%
- Individuals29.52%
- Pension & Profit Sharing Plans11.65%
- Charitable Organizations0.25%
- Corporations / Businesses0.16%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Modern Wealth Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm positions itself as a capital allocator serving both individual/family and institutional clients, offering a mix of fee models (percentage of AUM, hourly, and fixed fees). Core advisory services include financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, and investor education through periodicals and seminars. The firm is not an active ESG investor, and it reports relationships with other industry participants such as accountants, insurance companies, and sponsors or managers of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities10%
- Cash & Cash Equivalents5%
- Other2%
- US Government Bonds1%
Owners & executives
3 of 3
James Rankin
Chief Compliance OfficerCRD 6703923
Michael Capelle
Co-founder & Co-CEOCRD 4933023
Gary Roth
Co-founder & Co-CEOCRD 5021897
Contacts
3 of 142
Christopher Rett
Senior AdvisorCRD 6257449
Drew Sprugel
Concierge SpecialistCRD 7563754
Colter Heckman
Relationship ManagerCRD 7989327
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 505Active vs passive
$5.3B in ETFs
68%
$3.6B
26%
$1.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY TOTAL BOND ETF (FBND) | Fidelity | Active | Intermediate Core Plus Bond | $229M | 5,015,653 | 4.29% |
Location
Kansas City, MO
Jackson
Location
Kansas City, MO
Headquartered in Kansas City, MO, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Jackson
- Address
- 1712 Main St
- Time zone
- CT (UTC-6)
- Office locations
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