MML Investment Advisers, LLC

RIASEC Registered
Total AUM
$24.5B
Discretionary
$24.5B
100% of AUM
Avg account
$446M
Accounts
55
Employees
18
Advisory reps
6

Firm details

Headquarters
Springfield, Massachusetts
CRD number
169568
Registered since
November 21, 2013
Fee structure
Percentage of AUM, Other
Client types
  • Investment Companies98.04%
  • Pooled Investment Vehicles1.96%
Services
Portfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

MML Investment Advisers, LLC is an institutional registered investment adviser organized as an LLC and registered with the SEC in 2013. The firm serves institutional clients and functions as a capital allocator, managing portfolios and selecting third-party managers on behalf of investment companies. Its business activities include operating as a CPO/CTA, and it reports active incorporation of ESG considerations into its investment process. Fees are primarily charged as a percentage of assets under management, and ownership is a mix of domestic entity and individual interests. Industry affiliations listed for the firm extend beyond pure advisory work and include relationships with broker-dealers, banks and trust companies, insurers, accounting and law firms, pension consultants, real estate brokers, and roles as sponsor or general partner of pooled investment vehicles. Those connections suggest the firm both sources external manager relationships and has the capability to sponsor or manage pooled vehicles when appropriate.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Philip Wellman

    Vice President, Chief Compliance OfficerCRD 4193067

Contacts

3 of 5
  • Frank Rispoli

    Frank Rispoli

    Head of Broker-Dealer SalesCRD 4364402

  • Douglas Steele

    Douglas Steele

    Head of InvestmentsCRD 5026710

  • Paul Lapiana

    Paul Lapiana

    Senior Vice PresidentCRD 2237245

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Springfield, MA

Hampden

Location

Springfield, MA

Headquartered in Springfield, MA, in the Northeast of the United States.

Region
Northeast
County
Hampden
Address
1295 State St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth