Mittelman Wealth Management
Firm details
- Headquarters
- ,
- CRD number
- 313042
- Registered since
- March 24, 2021
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.3%
- Charitable Organizations2.7%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Mittelman Wealth Management is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. The firm is individually owned and concentrates on serving individual and family clients. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses. Compensation is primarily a percentage-of-AUM fee schedule with the option of fixed fees. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities81%
- Cash & Cash Equivalents8%
- Private Funds7%
- State & Local Bonds3%
- US Government Bonds1%
Owners & executives
1 of 1
S. Mittelman
President, Chief Investment OfficerCRD 7340651
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 38Active vs passive
$151M in ETFs
72%
$108M
1%
$42.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $21.6M | 100,578 | 14.37% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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