Mindful Investing LLC

RIASEC Registered
Total AUM
$8.5M
Discretionary
$8.5M
100% of AUM
Avg account
$4.2M
Accounts
2
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
331322
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Corporations / Businesses62.45%
  • HNWI37.55%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mindful Investing LLC is an independent, owner-operated registered investment adviser organized as an LLC that manages portfolios for both individual/family clients and institutional or business accounts. The firm provides discretionary portfolio management to individuals, small businesses, and institutions and charges fees as a percentage of assets under management. It does not identify as an active ESG investor and is not registered as a multi-state or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, US Government Bonds 14%, Cash & Cash Equivalents 14%, Public Funds/Mutual Funds 10%, Non-Investment Grade Corp Bonds 7%, State & Local Bonds 1%54%
  • Exchange Traded Equities54%
  • US Government Bonds14%
  • Cash & Cash Equivalents14%
  • Public Funds/Mutual Funds10%
  • Non-Investment Grade Corp Bonds7%

Contacts

1 of 1
  • Prashant Mandare

    DirectorCRD 7931425

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth