Midwestern Financial Group
Firm details
- Headquarters
- Iowa City, Iowa
- CRD number
- 270022
- Registered since
- May 1, 2025
- Website
- midwesternfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI76.55%
- Individuals21.64%
- Charitable Organizations1.01%
- Corporations / Businesses0.79%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops
Firm profile
FINTRXOverview
Midwestern Financial Group is an independent registered investment adviser organized as an LLC that serves individual and family clients. The firm offers financial planning, portfolio management for individuals and small businesses, pension consulting and client education through seminars and workshops. Its client-facing fee options include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The adviser is not positioned as a capital allocator; it reports not being an active ESG investor and is not registered or operating as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities9%
- US Government Bonds8%
- Cash & Cash Equivalents4%
- State & Local Bonds1%
Contacts
3 of 3
Patrick Campbell
FounderCRD 5584933
Joseph Jay
Founder & PartnerCRD 5917772
Andrew Picchietti
ParaplannerCRD 7670408
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$135M in ETFs
74%
$99.1M
25%
$35.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $15.5M | 20,736 | 11.50% |
Location
Iowa City, IA
Johnson
Location
Iowa City, IA
Headquartered in Iowa City, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.
- Metro area
- Cedar Rapids-Iowa City, IA
- Region
- Midwest
- County
- Johnson
- Address
- 103 E College St
- Time zone
- CT (UTC-6)
- Office locations
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