Midwest Professional Planners, Ltd.
Firm details
- Headquarters
- Wausau, Wisconsin
- CRD number
- 112995
- Registered since
- August 24, 2011
- Website
- mpplfinancial.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI80.75%
- Individuals15.65%
- Pension & Profit Sharing Plans2.67%
- Other Investment Advisers0.93%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Midwest Professional Planners, Ltd. is an independent, individually owned registered investment adviser that has been SEC-registered since 2011. The firm acts as a capital allocator for both individual and institutional clients and combines advisory services with broker-dealer registration and insurance brokerage activity. Its advisory offerings span financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and selection of other advisers, along with educational seminars and workshops. The firm charges using a mix of fee models — percentage of AUM, hourly and fixed fees — and also accepts commissions. Midwest Professional Planners, Ltd. does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds32%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds4%
- US Government Bonds2%
Owners & executives
3 of 3
Scott Wallschlaeger
Chief Executive OfficerCRD 4866274
Jeffery Ottosen
President and Chief Operating OfficerCRD 7112130
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 20
Brian Resch
Managing Partner and Financial AdvisorCRD 6277236
Terri Rau
Financial AdvisorCRD 5574111
Eric Madson
PartnerCRD 1300032
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$200M in ETFs
97%
$193M
3%
$6.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $54.1M | 72,460 | 27.11% |
Location
Wausau, WI
Marathon
Location
Wausau, WI
Headquartered in Wausau, WI, anchoring the Wausau-Stevens Point-Wisconsin Rapids, WI metro in the Midwest.
- Metro area
- Wausau-Stevens Point-Wisconsin Rapids, WI
- Region
- Midwest
- County
- Marathon
- Address
- 2610 Stewart Ave
- Time zone
- CT (UTC-6)
- Office locations
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