Midwest Financial Group LLC
Firm details
- Headquarters
- Overland Park, Kansas
- CRD number
- 175288
- Registered since
- March 27, 2015
- Website
- www.midwestfinancialkc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI73.12%
- Individuals24.44%
- Charitable Organizations1.34%
- Pension & Profit Sharing Plans1.1%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Midwest Financial Group LLC is an independent registered investment adviser organized as a limited liability partnership and SEC-registered since 2015. The firm is owner-operated and serves both individual/family clients and institutional clients. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and pension consulting services. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not market itself as an ESG-focused investor and its profile does not indicate multi-state adviser status or a role as a capital allocator to third-party managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities47%
- Public Funds/Mutual Funds46%
- State & Local Bonds2%
- Sovereign Bonds2%
- Cash & Cash Equivalents2%
Contacts
3 of 11
Mitzi Swaffar
Owner and PresidentCRD 5227449
Richard Ryan
ManagerCRD 711204
Allen Joy
IARCRD 1007279
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$488M in ETFs
70%
$343M
27%
$144M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $17.1M | 124,345 | 3.51% |
Location
Overland Park, KS
Johnson
Location
Overland Park, KS
Headquartered in Overland Park, KS, anchoring the Kansas City-Overland Park-Kansas City, MO-KS metro in the Midwest.
- Metro area
- Kansas City-Overland Park-Kansas City, MO-KS
- Region
- Midwest
- County
- Johnson
- Address
- 7400 W 130th St
- Time zone
- CT (UTC-6)
- Office locations
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