Mesirow Financial Investment Management, Inc.

RIASEC Registered

Total AUM

$50.4B

Discretionary

$49.2B

98% of AUM

Avg account

$559K

Accounts

90,291

Employees

161

Advisory reps

Firm details

Headquarters: Chicago, Illinois
CRD number: 111135
Registered since: May 15, 1986
Website: www.mesirowfinancial.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pension & Profit Sharing Plans68.21%
HNWI25.72%
Pooled Investment Vehicles5.73%
Corporations / Businesses0.2%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mesirow Financial Investment Management, Inc. is an independent RIA that functions as a capital allocator for both individual and institutional clients. The firm is SEC-registered (initial registration recorded in 1986) and offers a mix of fee arrangements, including percentage-of-AUM billing and performance-based fees. Its advisory services span financial planning, portfolio management for individuals and pooled vehicles, selection of other advisers, and pension consulting. The firm also engages in CPO/CTA activities and is active as a sponsor or manager of pooled investment vehicles. Mesirow has been included in Barron’s Top 100 RIA Firms list each year from 2021 through 2025.