Mesirow Financial Investment Management, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 111135
- Registered since
- May 15, 1986
- Website
- www.mesirowfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans68.21%
- HNWI25.72%
- Pooled Investment Vehicles5.73%
- Corporations / Businesses0.2%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Mesirow Financial Investment Management, Inc. is a corporate investment adviser that manages assets for both individual/family clients and institutional investors. The firm provides a spectrum of advisory services, including financial planning, portfolio management for individuals and pooled vehicles, pension consulting and selection of sub‑advisers. It operates as a capital allocator and is engaged in CPO/CTA activities; the firm also maintains industry roles such as broker‑dealer relationships and sponsorship or management of pooled vehicles. Compensation models include percentage‑of‑AUM fees and performance‑based arrangements. Mesirow is not identified as an active ESG investor and has been included in Barron’s Top 100 RIA list each year from 2021 through 2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other72%
- Public Funds/Mutual Funds16%
- Exchange Traded Equities7%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 8
Jeffrey Levine
Chief Operating OfficerCRD 5627249
Christopher O'neill
Managing Director, Chief Investment OfficerCRD 2727003
Brian Price
President and Chief Operating OfficerCRD 5192466
Contacts
3 of 84
Shauna Kelly-moran
Vice President, Client Relationship SpecialistCRD 4913545
Peter Wahlstrom
Managing DirectorCRD 2961307
Lawrence Cohen
Senior Managing Director, Wealth AdvisorCRD 1297239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 220Active vs passive
$3.4B in ETFs
82%
$2.8B
9%
$617M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK MORNINGSTAR WIDE MOAT ETF (MOAT) | VanEck | Passive | Large Blend | $275M | 2,647,494 | 8.03% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 353 N Clark St
- Time zone
- CT (UTC-6)
- Office locations
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