Mesirow Financial Investment Management, Inc.
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 111135
- Registered since
- May 15, 1986
- Website
- www.mesirowfinancial.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pension & Profit Sharing Plans68.21%
- HNWI25.72%
- Pooled Investment Vehicles5.73%
- Corporations / Businesses0.2%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Mesirow Financial Investment Management, Inc. is an independent, SEC-registered investment adviser and capital allocator that serves both individual/family and institutional clients. The firm charges traditional percentage-of-AUM fees and can also collect performance-based fees. Its advisory menu spans financial planning, discretionary portfolio management for individuals and pooled vehicles, pension consulting services, and selecting other advisers. Mesirow also operates in operator/sponsor roles (sponsor of LPs, GP/managing member of pooled vehicles) and is registered for CPO/CTA activity. The firm does not identify as an active ESG investor. Mesirow has appeared on Barron’s Top 100 RIA list for 2021–2025.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other72%
- Public Funds/Mutual Funds16%
- Exchange Traded Equities7%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 8
Jeffrey Levine
Chief Operating OfficerCRD 5627249
Christopher O'neill
Managing Director, Chief Investment OfficerCRD 2727003
Brian Price
President and Chief Operating OfficerCRD 5192466
Contacts
3 of 85
Shauna Kelly-moran
Vice President, Client Relationship SpecialistCRD 4913545
Peter Wahlstrom
Managing DirectorCRD 2961307
Lawrence Cohen
Senior Managing Director, Wealth AdvisorCRD 1297239
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 220Active vs passive
$3.4B in ETFs
82%
$2.8B
9%
$617M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK MORNINGSTAR WIDE MOAT ETF (MOAT) | VanEck | Passive | Large Blend | $275M | 2,647,494 | 8.03% |
Location
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 353 N Clark St
- Time zone
- CT (UTC-6)
- Office locations
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