MCCARTER PRIVATE WEALTH SERVICES LLC

RIASEC RegisteredEst. 1997
Total AUM
$428M
Discretionary
$358M
84% of AUM
Avg account
$2.1M
Accounts
199
Employees
6
Advisory reps
3

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
108191
Registered since
April 3, 1997
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.89%
  • Charitable Organizations9.02%
  • Individuals4.87%
  • Corporations / Businesses1.22%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mccarter Private Wealth Services LLC is an SEC-registered investment adviser formed as an LLC and conducting advisory activity since at least 1997. The firm serves both individual/family clients and institutional accounts and bills using a mix of asset-based fees and fixed fees. Its stated advisory capabilities emphasize portfolio management for individuals and small businesses and the selection of outside advisers, and it identifies itself as a capital allocator rather than a pure in-house manager. The firm does not present itself as an active ESG investor and reports an industry affiliation with a law firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, State & Local Bonds 21%, Public Funds/Mutual Funds 5%, Cash & Cash Equivalents 3%, Investment Grade Corp Bonds 2%69%
  • Exchange Traded Equities69%
  • State & Local Bonds21%
  • Public Funds/Mutual Funds5%
  • Cash & Cash Equivalents3%
  • Investment Grade Corp Bonds2%

Contacts

3 of 3
  • MARK NOWAK

    Member, Investment Policy Committee & ManagerCRD 5877827

  • ANN KEITNER

    CRD 4019686

  • MELISSA FLYNN

    Investment Operations SupervisorCRD 6040249

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$46.3M in ETFs

Passive

93%

$42.8M

Active

3%

$3.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$5.9M8,97312.67%

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
265 Franklin St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth