Maxim Financial Advisors LLC

Overview

Maxim Financial Advisors LLC is a non-independent, retail registered investment advisor organized as an LLC and operating since 2006. The firm manages portfolios for individual and family clients as well as institutional and business clients, charging fees based on a percentage of assets under management. Its advisory services include discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, and the selection of other advisers when clients require third‑party managers. The firm also functions as a capital allocator and maintains a broker‑dealer affiliation. Maxim is not positioned as an active ESG investor and is not registered as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices