MAXIM FINANCIAL ADVISORS LLC

Overview

Maxim Financial Advisors LLC is an SEC-registered investment adviser that manages discretionary and nondiscretionary portfolios for individuals, families and institutional clients. The firm operates as a limited liability company and bills primarily as a percentage of assets under management. Its advisory services include direct portfolio management for individuals and small businesses, management for business or institutional clients, and selection of third‑party advisers — signaling that Maxim acts both as a primary manager and as a capital allocator to external managers. Investment activity is weighted toward publicly traded equities, with a clear preference for exchange‑traded instruments. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser. Maxim also maintains a broker‑dealer affiliation and uses third‑party alternative managers when appropriate, indicating a willingness to blend internally managed strategies with outsourced manager programs.

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Location & Offices