MAUNEY-PITT FINANCIAL MANAGEMENT, INC.

RIASEC RegisteredEst. 2026

Total AUM

$418M

Discretionary

$418M

100% of AUM

Avg account

$283K

Accounts

1,479

Employees

Advisory reps

Firm details

Headquarters: SHELBY, North Carolina
CRD number: 337870
Registered since: January 30, 2026
Custodians: RAYMOND JAMES & ASSOCIATES, INC.
Fee structure: Percentage of AUM
Client types: HNWI64.11%
Individuals34.21%
Pension & Profit Sharing Plans1.2%
Insurance Companies0.36%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mauney-Pitt Financial Management, Inc. is an independent, privately owned registered investment adviser organized as a corporation. The firm is registered with the SEC (registration year 2026) and bills clients on a percentage-of-AUM basis. Its client mix includes individuals and families as well as institutional relationships. Core advisory capabilities listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm identifies itself as a capital allocator and does not position itself as an active ESG investor.