Mason & Associates, LLC

RIASEC RegisteredEst. 2020

Total AUM

$471M

Discretionary

$471M

100% of AUM

Avg account

$279K

Accounts

1,687

Employees

Advisory reps

Firm details

Headquarters: Newport News, Virginia
CRD number: 307206
Registered since: August 24, 2020
Website: www.masonllc.net
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI68.94%
Individuals31.06%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mason & Associates, LLC is an independent, SEC-registered RIA that serves individual and family clients. The firm operates as a limited liability company and was registered with the SEC in 2020. Its advisory offering blends financial planning and discretionary portfolio management for individuals and small businesses with selection-of-other-advisers services and educational seminars. The firm bills on a percentage-of-AUM basis and also uses hourly and fixed-fee arrangements. Mason & Associates describes itself as a capital allocator, indicating it places client capital with third-party managers where appropriate. Mason & Associates is not positioned as an ESG-focused adviser and does not describe itself as a multi-state adviser in the source data. Its activities emphasize direct client planning, portfolio oversight, and manager selection rather than pension consulting or running related advisers.