MASON & ASSOCIATES, INC.
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 141303
- Registered since
- August 3, 2006
- Website
- www.masonlifeplanning.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI68.46%
- Individuals15.35%
- Pension & Profit Sharing Plans9.71%
- Charitable Organizations3.25%
- Corporations / Businesses3.23%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Mason & Associates, Inc. operates as an independent registered investment adviser that works with both individual/family and institutional clients. The firm positions itself as a capital allocator and provides comprehensive advisory services including financial planning, discretionary portfolio management for individuals and small businesses, and the selection of outside managers. Its fee arrangements include percentage-of-AUM charges as well as hourly and fixed-fee engagements. The firm identifies as an active ESG investor and has ties to the insurance industry, which can influence product access and client solutions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities61%
- Public Funds/Mutual Funds24%
- Investment Grade Corp Bonds10%
- Non-Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Contacts
3 of 9SUN SHIM
Vice President, Financial PlannerCRD 2873133
Mitchell Crocker
AnalystCRD 7739072
LILIANA VERDUZCO
Operations ManagerCRD 6193608
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 100Active vs passive
$427M in ETFs
72%
$306M
28%
$121M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF (IWB) | BlackRock | Passive | Large Blend | $57.2M | 164,995 | 13.39% |
Location
Los Angeles, CA
LOS ANGELES
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 7474 N Figueroa St
- Time zone
- PT (UTC-8)
- Office locations
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