Mark P. Shively
Firm details
- Headquarters
- ,
- CRD number
- 113557
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.51%
- Individuals3.49%
- Services
- Financial PlanningPortfolio Management for IndividualsPublication of Periodicals
Firm profile
FINTRXOverview
Mark P. Shively operates an independent, sole-proprietor advisory practice focused on individuals and families. The firm offers fee-based financial planning and portfolio management for individuals and small businesses and maintains a practice of publishing periodicals or newsletters for clients. The advisory model is percentage-of-AUM, with investment activity concentrated in public funds and mutual funds rather than direct private-market sourcing or third‑party alternative manager allocation. The filing indicates the adviser is not an active ESG investor and does not operate as a multi-state or pension consultant adviser. The business is small and client-focused, so strategy decisions tend to favor pooled public vehicles that provide diversified exposure and ease of implementation for modest account sizes. Because the adviser is not structured as a capital allocator, allocations to external private fund managers are not a central part of the practice.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds81%
- Cash & Cash Equivalents17%
- Exchange Traded Equities2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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