MARINER INDEPENDENT

RIASEC RegisteredEst. 2019

Total AUM

$7.3B

Discretionary

$6.6B

90% of AUM

Avg account

$509K

Accounts

14,426

Employees

161

Advisory reps

127

Firm details

Headquarters: OVERLAND PARK, Kansas
CRD number: 305418
Registered since: September 12, 2019
Website: www.marineradvisornetwork.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI80.62%
Individuals15.42%
Corporations / Businesses3.9%
Charitable Organizations0.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mariner Independent is an SEC-registered independent registered investment adviser organized as an LLC that serves both individuals/families and institutional clients. The firm provides financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and adviser-selection services, and supplements those offerings with publications and educational seminars. It describes itself as a capital allocator and reports active ESG investing as part of its investment approach. Fee arrangements include percentage-of-AUM, hourly and fixed-fee structures. The firm maintains a broad set of industry relationships and roles: broker-dealer, other investment adviser, commodity pool operator/commodity trading advisor, trust company, accountant, insurance company and sponsor or managing member of pooled investment vehicles. Those connections support Mariner Independent’s ability to source third-party managers and implement multi-manager solutions for clients.