Marchand Faries Financial Management, Inc.

RIASEC Registered
Total AUM
$139M
Discretionary
$139M
100% of AUM
Avg account
$622K
Accounts
223
Employees
4
Advisory reps
4

Firm details

Headquarters
,
CRD number
107813
Registered since
June 16, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI75.31%
  • Individuals24.69%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Marchand Faries Financial Management, Inc. is a privately owned corporate RIA focused on portfolio management for individuals and small businesses. The firm charges fees as a percentage of assets under management and does not market itself as an ESG investor. It registered with the SEC in 2021 and is organized under individual ownership. The practice concentrates on traditional wealth management for individual and family clients rather than institutional consulting or capital allocation.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 10%, Cash & Cash Equivalents 5%, Other 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents5%
  • Other2%

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth