Marathon Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
83
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
103767
Registered since
June 9, 2000

Firm profile

FINTRX

Overview

Marathon Capital Markets, LLC is a limited liability company registered with the SEC since 2000 and is classified as an investment bank rather than a traditional registered investment adviser. Ownership is listed as a combination of a domestic entity and an individual. Public records do not identify it as a multi-state adviser, a related adviser, or a newly formed adviser. Filing data indicates the firm does not describe itself as a capital allocator and is not flagged as an active ESG investor or a pension consultant. Several advisory, client-base, and fee-structure fields are blank in the available profile, which is consistent with a firm positioned toward capital markets activities rather than discretionary wealth-management services.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Philippe Lavertu

    Philippe Lavertu

    Chief Operating OfficerCRD 5808785

  • Cass Heckman

    Chief Compliance OfficerCRD 6835511

  • Richard Brandt

    Richard Brandt

    Founder and Chief Executive OfficerCRD 4762272

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Contacts

3 of 78
  • Gerald Willinger

    Gerald Willinger

    Investment BankingCRD 2900155

  • Joan Hutchinson

    Joan Hutchinson

    Managing DirectorCRD 7100137

  • Sarah Nash

    Sarah Nash

    DirectorCRD 6344225

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 W Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth