Marathon Capital Markets, LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 103767
- Registered since
- June 9, 2000
- Website
- www.marathoncapital.com
Firm profile
FINTRXOverview
Marathon Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2000. Ownership is listed as a combination of a domestic entity and an individual. Regulatory and operational attributes shown in the reporting indicate Marathon Capital Markets, LLC does not act as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser. It is also not listed as a pension consultant or a related adviser. The snapshot marks the firm as an established adviser rather than a newly formed entity. The firm did not provide public details on core business lines such as its client segments, fee structure, specific advisory activities, or typical investment preferences. Separate fields for activities and affiliations were left blank in the available disclosure.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 5
Richard Brandt
Founder and Chief Executive OfficerCRD 4762272

Philippe Lavertu
Chief Operating OfficerCRD 5808785

YingJen Zhao Fieldstone
Chief Strategy OfficerCRD 6504569
Contacts
3 of 74Robert Campbell
FinOpCRD 1349154

Matthew Shanahan
Managing DirectorCRD 2839069

Jorge Rodriguez
Managing DirectorCRD 2929350
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 200 W Madison St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
Kroll Securities LLC
Broker-DealerChicago, IL
DWS Distributors, Inc.
Broker-DealerChicago, IL
William Blair & Company L.L.C.
Broker-DealerChicago, IL
Rothschild Investment
Broker-DealerChicago, IL
Alight Financial Solutions, LLC
Broker-DealerChicago, IL
Ariel Distributors, LLC
Broker-DealerChicago, IL