MALTESE CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2010
Total AUM
$696M
Discretionary
$696M
100% of AUM
Avg account
$99.4M
Accounts
7
Employees
17
Advisory reps
8

Firm details

Headquarters
New York, New York
CRD number
138175
Registered since
November 17, 2010
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles92.65%
  • Corporations / Businesses7.35%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Maltese Capital Management, LLC is an SEC-registered hedge fund manager organized as an LLC and operating primarily for institutional clients. The firm has been registered since 2010 and is owned by an individual principal. Its advisory activity centers on portfolio management for pooled investment vehicles and for businesses or institutions; it also serves as sponsor, general partner and managing member of pooled investment vehicles it advises. Fee arrangements include a base percentage of assets under management plus performance-based fees. Maltese is not registered as a multi-state adviser, does not identify as an active ESG investor, and does not position itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 19%, Non-Exchange Traded Equities 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents19%
  • Non-Exchange Traded Equities1%

Owners & executives

3 of 3
  • TERRY MALTESE

    President and CEOCRD 1823970

  • MICHAEL WASSERMAN

    General Counsel and Chief Compliance OfficerCRD 5107213

  • SCOTT DONNELLY

    Chief Financial OfficerCRD 5315607

Contacts

3 of 5
  • JOSEPH HALL

    PrincipalCRD 5063841

  • EILEEN LIPSKY

    Managing DirectorCRD 7245378

  • CRAIG COLASONO

    Partner, Senior AnalystCRD 4978972

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
150 E 52nd St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth