Mallery Financial

Overview

Mallery Financial is an independent registered investment adviser operating as a limited liability company that focuses on individual and family clients. The firm positions itself as a capital allocator and offers a mix of financial planning and discretionary portfolio management, along with selection of outside advisers. Fee arrangements include percentage of assets under management, hourly charges and fixed fees. The firm reports active ESG integration practices, indicating environmental, social and governance factors are considered in manager selection and portfolio construction. Investment activity centers on pooled public funds and third‑party managers, with the adviser using its discretion for most client assets while retaining some non‑discretionary relationships. Mallery Financial offers pension consulting services and works with small-business clients in addition to individuals and families. Custodial relationships and the firm’s allocation role suggest the team selects mutual funds, external ETFs and specialty managers rather than running large in‑house proprietary strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices