Mainstreet Ria LLC

RIASEC RegisteredEst. 2021

Total AUM

$472M

Discretionary

$472M

100% of AUM

Avg account

$3.3M

Accounts

141

Employees

Advisory reps

Firm details

Headquarters: O Fallon, Missouri
CRD number: 309150
Registered since: June 8, 2021
Website: mainstreet-ria.com
Custodians: COREBRIDGE RETIRMENT SERVICES, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans83.91%
Individuals10%
HNWI6.09%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mainstreet Ria LLC is an independent limited liability company that provides advisory services to high-net-worth individuals, families and select institutional clients. The firm is SEC-registered (registered in 2021) and is owned by an individual principal. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. Core advisory capabilities listed by the firm include financial planning, portfolio management for individuals and small businesses, pension consulting services, and educational seminars and workshops. The firm does not identify as an active ESG investor, does not operate as a multi-state adviser, and is not designated as a capital allocator.