MAINSAIL FINANCIAL GROUP

RIASEC RegisteredEst. 2022
Total AUM
$404M
Discretionary
$378M
94% of AUM
Avg account
$279K
Accounts
1,448
Employees
11
Advisory reps
7

Firm details

Headquarters
BELLEVUE, Washington
CRD number
317970
Registered since
February 25, 2022
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI71.88%
  • Individuals26.58%
  • Charitable Organizations1.54%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mainsail Financial Group is an independent registered investment adviser organized as an LLC and registered with the SEC in 2022. The firm serves both individual and family clients as well as institutional accounts. Ownership is held by an individual principal; the firm acts as a capital allocator and offers fee models that include assets-under-management percentages and fixed-fee arrangements. Advisory services emphasize financial planning, portfolio management for individuals and small businesses, manager selection, and investor education through seminars and workshops. Mainsail is not identified as an ESG-focused manager, multi-state adviser, pension consultant, or related adviser in its disclosures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, US Government Bonds 12%, Exchange Traded Equities 11%, State & Local Bonds 8%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 4%57%
  • Public Funds/Mutual Funds57%
  • US Government Bonds12%
  • Exchange Traded Equities11%
  • State & Local Bonds8%
  • Investment Grade Corp Bonds8%

Owners & executives

2 of 2
  • BRANDON STEELE

    CEO and FounderCRD 5981274

  • ADAM LAIBSON

    Founder and CFOCRD 4569804

Contacts

3 of 5
  • Eddy Su

    ParaplannerCRD 7787169

  • Joshua Moore

    Associate AdvisorCRD 7399790

  • FELICIA FLY

    Associate AdvisorCRD 6908091

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 45

Active vs passive

$291M in ETFs

Passive

68%

$197M

Active

32%

$94.1M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$20.6M31,6597.07%

Location

Primary office

BELLEVUE, WA

KING

Location

BELLEVUE, WA

Headquartered in BELLEVUE, WA, anchoring the Seattle-Tacoma, WA metro in the West.

Metro area
Seattle-Tacoma, WA
Region
West
County
KING
Address
11245 SE 6th St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth