Mainsail Asset Management, LLC
Firm details
- Headquarters
- Birmingham, Alabama
- CRD number
- 128373
- Registered since
- January 12, 2007
- Website
- investprudently.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI58.21%
- Pooled Investment Vehicles22.33%
- Corporations / Businesses13.37%
- Individuals3.92%
- Pension & Profit Sharing Plans1.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Mainsail Asset Management, LLC is an independent, SEC-registered RIA formed in 2007 that operates as a limited liability company under individual ownership. The firm acts as both an allocator to outside managers and a sponsor/manager of pooled vehicles, providing services to high-net-worth individuals and families as well as institutional clients. Its advisory scope includes financial planning and portfolio management for individuals, small businesses, pooled investment vehicles, and institutional or corporate clients; the firm also performs pension consulting-type work and selects other advisers for clients. Compensation structures include percentage-of-AUM fees, fixed fees and performance-based arrangements. Mainsail does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Private Funds28%
- Exchange Traded Equities12%
- Cash & Cash Equivalents8%
- US Government Bonds1%
Contacts
3 of 3
William Gooding
Financial AdvisorCRD 7614860
Andrew Brignac
Director of Advanced PlanningCRD 6863788
William Parsons
Managing MemberCRD 4708399
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 56Active vs passive
$164M in ETFs
85%
$139M
9%
$24.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD GROWTH INDEX FUND (VUG) | Vanguard | Passive | Large Growth | $50.5M | 592,078 | 30.82% |
Location
Birmingham, AL
Jefferson
Location
Birmingham, AL
Headquartered in Birmingham, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 2229 1st Ave S
- Time zone
- CT (UTC-6)
- Office locations
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