Mainsail Asset Management, LLC

RIASEC Registered

Total AUM

$599M

Discretionary

$412M

69% of AUM

Avg account

$674K

Accounts

889

Employees

Advisory reps

Firm details

Headquarters: Birmingham, Alabama
CRD number: 128373
Registered since: January 12, 2007
Website: investprudently.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI58.21%
Pooled Investment Vehicles22.33%
Corporations / Businesses13.37%
Individuals3.92%
Pension & Profit Sharing Plans1.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Mainsail Asset Management, LLC is an independent, individual-owned RIA that has been SEC-registered since 2007. The firm operates as a capital allocator for both individual/family and institutional clients, offering a mix of fee arrangements — percentage of AUM, fixed fees, and performance-based fees. Advisory services include financial planning, discretionary portfolio management for individuals, pooled vehicles and institutions, pension consulting, and selection of outside advisers. Mainsail also acts as sponsor/GP/managing member for pooled investment vehicles. The firm is not an active ESG investor.