MAINLAND FINANCIAL

RIASEC Registered
Total AUM
$41.6M
Discretionary
$41.6M
100% of AUM
Avg account
$1.1M
Accounts
39
Employees
1
Advisory reps
1

Firm details

Headquarters
LAKEWOOD RANCH, Florida
CRD number
119667
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI83.87%
  • Individuals16.13%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mainland Financial operates as an independently owned limited liability company that provides advisory services primarily to individuals and families. The firm focuses on financial planning and portfolio management for individual clients and small businesses. Compensation is a mix of asset-based fees and hourly charges, and the firm does not act as a capital allocator or a multi-state adviser. Mainland Financial does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 83%, Exchange Traded Equities 17%83%
  • Cash & Cash Equivalents83%
  • Exchange Traded Equities17%

Contacts

1 of 1
  • MICHAEL MAINLAND

    Managing MemberCRD 2607917

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LAKEWOOD RANCH, FL

SARASOTA

Location

LAKEWOOD RANCH, FL

Headquartered in LAKEWOOD RANCH, FL, anchoring the North Port-Sarasota, FL metro in the South.

Metro area
North Port-Sarasota, FL
Region
South
County
SARASOTA
Address
6151 Lake Osprey Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth