Maine Advisory Associates

RIASEC RegisteredEst. 2026
Total AUM
$117M
Discretionary
$114M
98% of AUM
Avg account
$220K
Accounts
529
Employees
3
Advisory reps
3

Firm details

Headquarters
Falmouth, Maine
CRD number
311679
Registered since
May 14, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.02%
  • Individuals42.95%
  • Charitable Organizations1.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Maine Advisory Associates is an independent registered investment adviser organized as an LLC and owned by an individual. The firm is listed as having registered with the SEC in 2026. Its client focus is individuals and families, and its advisory offering centers on portfolio management for individuals and small businesses. Fee arrangements include asset‑based fees (percentage of AUM) alongside hourly and fixed‑fee engagements. The firm does not identify as an active ESG investor, does not operate as a capital allocator, and is not described as a multi‑state adviser or pension consultant. Advisory activity is limited to portfolio management rather than operating proprietary alternative funds or providing related‑adviser services.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 8%, State & Local Bonds 1%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%

Owners & executives

1 of 1
  • Kimberly Volk

    Kimberly Volk

    President and Chief Compliance OfficerCRD 5946969

Contacts

2 of 2
  • Patricia Barnes

    Patricia Barnes

    Founder and PresidentCRD 2301209

  • Michelle Lamb

    Michelle Lamb

    Investment Advisor RepresentativeCRD 6857674

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Falmouth, ME

Cumberland

Location

Falmouth, ME

Headquartered in Falmouth, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
358 Us Route 1
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth