Main Street Financial Solutions, LLC

RIASEC RegisteredEst. 2020
Total AUM
$2.5B
Discretionary
$2.5B
99% of AUM
Avg account
$429K
Accounts
5,846
Employees
41
Advisory reps
43

Firm details

Headquarters
Newtown, Pennsylvania
CRD number
305834
Registered since
January 2, 2020
Website
www.msfsolutions.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI83.17%
  • Individuals12%
  • Corporations / Businesses3.63%
  • Pension & Profit Sharing Plans0.96%
  • Charitable Organizations0.24%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Main Street Financial Solutions, LLC is an independent, SEC-registered RIA formed in 2020 and owned by an individual principal. The firm serves a mix of individual/family and institutional clients and offers financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm reports being an active ESG investor and functions as a capital allocator, directing client capital into third-party managers and alternative strategies in addition to public funds and mutual funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 55%, Exchange Traded Equities 18%, Cash & Cash Equivalents 10%, US Government Bonds 6%, State & Local Bonds 4%, Private Funds 3%, Other 2%, Investment Grade Corp Bonds 1%55%
  • Public Funds/Mutual Funds55%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents10%
  • US Government Bonds6%
  • State & Local Bonds4%

Owners & executives

3 of 3
  • Colin Moors

    Colin Moors

    Chief Compliance OfficerCRD 2317174

  • Courtney Elliott

    Courtney Elliott

    COOCRD 7085490

  • Marie Dzelzgalvis

    Marie Dzelzgalvis

    CFOCRD 7089074

Contacts

3 of 40
  • Kaywan Ghazizadeh

    Kaywan Ghazizadeh

    Financial AdvisorCRD 5701817

  • Branden Sacks

    Branden Sacks

    FounderCRD 5728025

  • Michael Minter

    Michael Minter

    PrincipalCRD 4392283

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 789

Active vs passive

$2.4B in ETFs

Passive

74%

$1.8B

Active

22%

$630M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$65M175,6492.66%
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Location

Primary office

Newtown, PA

Bucks

Location

Newtown, PA

Headquartered in Newtown, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Bucks
Address
104 Pheasant Run
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth