Main Street Advisors

RIASEC RegisteredEst. 2019
Total AUM
$9.6B
Discretionary
$7B
73% of AUM
Avg account
$77.2M
Accounts
125
Employees
34
Advisory reps
6

Firm details

Headquarters
Santa Monica, California
CRD number
305170
Registered since
August 22, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI74.02%
  • Pooled Investment Vehicles18.33%
  • State / Municipal Government7.16%
  • Charitable Organizations0.49%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Main Street Advisors is an SEC-registered LLC that operates as a multi-strategy investment manager with active roles as a sponsor and general partner of pooled vehicles. Registered in 2019, the firm serves both high-net-worth individuals and families as well as institutional clients. Its business scope includes commodity pool operator/commodity trading advisor activities and a range of discretionary and non-discretionary portfolio management services—covering individuals, pooled investment vehicles, and businesses or institutions—and it also selects outside advisers on behalf of clients. The firm is structured to earn both a percentage-of-assets fee and performance-based compensation, and it classifies its operations across hedge fund and private equity fund strategies in addition to running a broader multifaceted fund manager platform. Main Street Advisors does not present itself as an active ESG investor, and it is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 45%, Private Funds 34%, Exchange Traded Equities 11%, US Government Bonds 6%, Cash & Cash Equivalents 3%, Other 1%45%
  • Non-Exchange Traded Equities45%
  • Private Funds34%
  • Exchange Traded Equities11%
  • US Government Bonds6%
  • Cash & Cash Equivalents3%

Owners & executives

3 of 4
  • Paul Wachter

    Paul Wachter

    Founder and CEOCRD 2183412

  • James Potts

    James Potts

    Chief Financial OfficerCRD 6411792

  • Christine Banian

    Christine Banian

    Chief Operating OfficerCRD 4213420

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Contacts

2 of 2
  • Todd Rosen

    Todd Rosen

    General CounselCRD 7090551

  • Christopher Fillo

    Christopher Fillo

    Co-Founder and Vice ChairmanCRD 2258454

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 9

Active vs passive

$56.4M in ETFs

Passive

92%

$52.1M

Active

8%

$4.3M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$50M76,72888.57%

Location

Primary office

Santa Monica, CA

Los Angeles

Location

Santa Monica, CA

Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
3110 Main St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth