Main Management ETF Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$2.8B
Discretionary
$2.8B
100% of AUM
Avg account
$939M
Accounts
3
Employees
27
Advisory reps
3

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
288558
Registered since
July 12, 2017
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Main Management ETF Advisors, LLC is an SEC-registered LLC that provides portfolio management services to investment companies. The firm registered with the SEC in 2017 and identifies its client base as institutional. Its business model charges fees as a percentage of assets under management and its stated advisory activity is portfolio management for investment companies. Corporate filings also list the firm as an investment sponsor/GP and managing member of pooled investment vehicles, indicating involvement in creating or operating funds or other pooled products. The adviser is not flagged as an active ESG investor, is not a multi-state adviser, and is not described as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • HAFEEZ ESMAIL

    Chief Compliance OfficerCRD 2567325

Contacts

2 of 2
  • Joseph LaBarbera

    Vice PresidentCRD 6913680

  • KIM ARTHUR

    Founding PartnerCRD 1754934

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$6.7B in ETFs

Passive

100%

$6.7B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$678M5,099,78710.06%

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth