Main Management ETF Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$2.8B
Discretionary
$2.8B
100% of AUM
Avg account
$939M
Accounts
3
Employees
27
Advisory reps
3

Firm details

Headquarters
San Francisco, California
CRD number
288558
Registered since
July 12, 2017
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Main Management ETF Advisors, LLC is an SEC-registered institutional RIA formed in 2017 that focuses on managing portfolios for investment companies. The firm operates as a limited liability company and bills clients on a percentage-of-AUM basis. Its client base is institutional rather than retail, and it does not describe itself as an active ESG investor or a multi-state adviser. Filings also list the firm in roles beyond advisory—acting as an investment adviser/sponsor and as a GP or managing member of pooled investment vehicles—while a separate flag indicates it does not operate as an active capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Hafeez Esmail

    Hafeez Esmail

    Chief Compliance OfficerCRD 2567325

Contacts

2 of 2
  • Joseph LaBarbera

    Joseph LaBarbera

    Vice PresidentCRD 6913680

  • Kim Arthur

    Kim Arthur

    Founding PartnerCRD 1754934

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 32

Active vs passive

$8.4B in ETFs

Passive

100%

$8.4B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK)State StreetPassiveTechnology$1.1B6,026,89413.72%

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
601 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth