Main Management ETF Advisors, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 288558
- Registered since
- July 12, 2017
- Website
- www.mainmgtetfs.com
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies100%
- Services
- Portfolio Management for Investment Companies
Firm profile
FINTRXOverview
Main Management ETF Advisors, LLC is an SEC-registered institutional RIA formed in 2017 that focuses on managing portfolios for investment companies. The firm operates as a limited liability company and bills clients on a percentage-of-AUM basis. Its client base is institutional rather than retail, and it does not describe itself as an active ESG investor or a multi-state adviser. Filings also list the firm in roles beyond advisory—acting as an investment adviser/sponsor and as a GP or managing member of pooled investment vehicles—while a separate flag indicates it does not operate as an active capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Hafeez Esmail
Chief Compliance OfficerCRD 2567325
Contacts
2 of 2
Joseph LaBarbera
Vice PresidentCRD 6913680

Kim Arthur
Founding PartnerCRD 1754934
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$8.4B in ETFs
100%
$8.4B
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $1.1B | 6,026,894 | 13.72% |
Location
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 601 California St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Blockchain Capital, LLC
RIASan Francisco, CA
Park West Asset Management LLC
RIASan Francisco, CA
Fort Point Capital Partners LLC
RIASan Francisco, CA
Polychain Capital LP
RIASan Francisco, CA
Farther Asset Management, LLC
RIASan Francisco, CA
Pinegrove Opportunity Partners, LLC
RIASan Francisco, CA