Mackenzie Investments Asia Limited

RIASEC RegisteredEst. 2016
Total AUM
$2.5B
Discretionary
$2.5B
100% of AUM
Avg account
$317M
Accounts
8
Employees
13
Advisory reps
6

Firm details

Headquarters
Hong Kong,
CRD number
285521
Registered since
December 6, 2016
Custodians
STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles72.97%
  • State / Municipal Government27.03%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Mackenzie Investments Asia Limited is an institutional registered investment adviser that focuses on managing assets for institutional clients. The firm is organized as a corporation and has been SEC-registered since 2016. Its business model charges fees calculated as a percentage of assets under management and its advisory work centers on portfolio management for pooled investment vehicles and for businesses or institutions. The firm is not identified as an active ESG investor and is not structured as a multi-state or newly formed adviser. The organization reports an owner structure described as foreign entity/individual and lists a range of industry affiliations, including relationships with broker-dealers, other investment advisers, CPO/CTA activity, trust companies, insurance companies, and roles as a sponsor or managing member of pooled investment vehicles.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Lesley Marks

    Lesley Marks

    Chief Investment OfficerCRD 7254800

  • Wai Ting Kwok

    Chief Compliance OfficerCRD 7240790

Contacts

3 of 4
  • Nicholas Scott

    Nicholas Scott

    SVP, Portfolio ManagerCRD 6727043

  • Sean Laphen

    Sean Laphen

    Regional DirectorCRD 7705897

  • Nicholas Westlind

    Nicholas Westlind

    Senior Vice President, Head of Business StrategyCRD 7345212

Unlock 1 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hong Kong, null

Location

Hong Kong, null

Headquartered in Hong Kong, null.

Address
Suites 13111312 Two Pacific Pl 88 Queensway
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth