M4a3 LLC

RIASEC Registered

Total AUM

$322M

Discretionary

$284M

88% of AUM

Avg account

$905K

Accounts

356

Employees

Advisory reps

Firm details

Headquarters: Boulder, Colorado
CRD number: 336172
Registered since: May 12, 2025
Website: www.m4a3.com
Custodians: PERSHING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI89.53%
Pooled Investment Vehicles10.47%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

M4a3 LLC is a limited liability company that operates as a private equity fund and provides portfolio management across individual, pooled vehicle, and institutional mandates. The firm is registered with the SEC (2025). Ownership is held by an individual and the business serves both individual and family clients as well as institutional investors. Its fee arrangements combine a percentage-of-AUM component with performance-based fees. M4a3 does not identify as an active ESG investor and is not structured as a multi-state adviser.