M3 Wealth Management
Firm details
- Headquarters
- North Royalton, Ohio
- CRD number
- 335612
- Registered since
- April 21, 2025
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI56.17%
- Individuals43.83%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
M3 Wealth Management is an LLC that registers with the SEC (registration year listed as 2025) and is owned by an individual principal. The firm positions itself as a capital allocator serving individual and family clients, managing portfolios under a fee schedule that combines a percentage of assets under management and fixed fees. It provides portfolio management for individuals, small businesses, and institutional/business clients, and offers pension consulting and manager selection services. M3 Wealth Management reports that it does not describe itself as an active ESG investor and is not designated as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities51%
- Public Funds/Mutual Funds27%
- US Government Bonds19%
- Cash & Cash Equivalents3%
Owners & executives
1 of 1Jonathan Kasting
Chief Compliance OfficerCRD 7176479
Contacts
2 of 2
Mark Pinzone
Managing PartnerCRD 2252556
Michael Donnellan
Managing PartnerCRD 2052675
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 11Active vs passive
$85.5M in ETFs
85%
$72.7M
0%
$12.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 1500(R) COMPOSITE STOCK MARKET ETF (SPTM) | State Street | Passive | Large Blend | $13.2M | 145,538 | 15.45% |
Location
North Royalton, OH
Cuyahoga
Location
North Royalton, OH
Headquartered in North Royalton, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- Cuyahoga
- Address
- 17601 W 130th St
- Time zone
- ET (UTC-5)
- Office locations
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