LYONS WEALTH MANAGEMENT

RIASEC RegisteredEst. 2009

Total AUM

$109M

Discretionary

$109M

100% of AUM

Avg account

$974K

Accounts

112

Employees

Advisory reps

Firm details

Headquarters: WINTER PARK, Florida
CRD number: 150581
Registered since: July 28, 2009
Website: www.lyonswealth.com
Custodians: CHARLES SCHWAB & CO., INC., INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Individuals76.12%
Investment Companies16.39%
Pooled Investment Vehicles4.36%
Pension & Profit Sharing Plans3.13%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Lyons Wealth Management is an independent, individual-owned RIA that registered with the SEC in 2009. The firm combines traditional financial planning and portfolio management for individuals, families and pooled vehicles with broker-dealer registered representative activities and CPO/CTA capabilities. Its client base spans individual & family clients and institutional relationships, and the firm charges both a percentage-of-AUM fee and performance-based fees for some strategies. Investment activity centers on publicly traded equities and ETFs as the primary allocation vehicle, with active portfolio management delivered through separate accounts and managed pooled vehicles. The firm is not an ESG investor and does not present itself as a multi-state adviser; it also engages in portfolio management for investment companies and pooled investment vehicles, which aligns with its role as an adviser to at least one hedge fund.