Lyons Den Capital

RIASEC Registered
Total AUM
$4.2M
Discretionary
$4.2M
100% of AUM
Avg account
$350K
Accounts
12
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
139577
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI50%
  • Individuals50%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lyons Den Capital is an independent registered investment adviser organized as a corporation and owned by an individual. The adviser focuses on private clients—individuals and families—and offers financial planning plus discretionary portfolio management for individuals, small businesses and corporate/institutional accounts. Its fee arrangements include percentage-of-assets, fixed fees and the ability to charge performance-based fees. The firm does not characterize itself as an active ESG investor, is not a multi-state adviser, and is not listed as a capital allocator, pension consultant or related adviser. Services appear concentrated on advisory work rather than wholesale or institutional capital-allocation activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • Patrick Lyons

    PresidentCRD 2628045

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth