LUMOS CAPITAL GROUP LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 306528
- Registered since
- July 22, 2022
- Website
- www.lumoscapitalgroup.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Lumos Capital Group LLC is a privately owned manager that positions itself as a sponsor and general partner for pooled private equity vehicles. The firm focuses on advising and managing closed-end pooled investment funds rather than providing retail advisory services. Its client base is institutional, and its business model combines a percentage-of-assets management fee with performance-based compensation, consistent with traditional private equity economics. Investment activity centers on direct and fund-level private equity exposure, with an allocation footprint that includes venture-oriented opportunities. As sponsor and managing member, Lumos Capital Group LLC takes an active role in fund formation, portfolio construction and capital deployment decisions rather than acting solely as a passive capital allocator. The firm is not marketed as an ESG-driven manager and does not operate as a multi-state or pension consultant adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
2 of 2VICTOR HU
Managing Partner & Co-FounderCRD 5202296
JAMES TIENG
Managing Partner & Co-FounderCRD 4664685
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1501 Broadway
- Time zone
- ET (UTC-5)
- Office locations
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