LUMOS CAPITAL GROUP LLC

RIASEC RegisteredEst. 2022
Total AUM
$274M
Discretionary
$274M
100% of AUM
Avg account
$45.7M
Accounts
6
Employees
7
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
306528
Registered since
July 22, 2022
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Lumos Capital Group LLC is a privately owned manager that positions itself as a sponsor and general partner for pooled private equity vehicles. The firm focuses on advising and managing closed-end pooled investment funds rather than providing retail advisory services. Its client base is institutional, and its business model combines a percentage-of-assets management fee with performance-based compensation, consistent with traditional private equity economics. Investment activity centers on direct and fund-level private equity exposure, with an allocation footprint that includes venture-oriented opportunities. As sponsor and managing member, Lumos Capital Group LLC takes an active role in fund formation, portfolio construction and capital deployment decisions rather than acting solely as a passive capital allocator. The firm is not marketed as an ESG-driven manager and does not operate as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • VICTOR HU

    Managing Partner & Co-FounderCRD 5202296

  • JAMES TIENG

    Managing Partner & Co-FounderCRD 4664685

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1501 Broadway
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth