Lumina Wealth Management, LLC

RIASEC RegisteredEst. 2017

Total AUM

$240M

Discretionary

$231M

96% of AUM

Avg account

$404K

Accounts

595

Employees

Advisory reps

Firm details

Headquarters: Wilmington, North Carolina
CRD number: 291548
Registered since: December 8, 2017
Website: www.luminawm.com
Custodians: CHARLES SCHWAB & CO., INC., COMERICA SECURITIES,INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI54.36%
Insurance Companies15.35%
Individuals12.21%
Charitable Organizations11.28%
Pension & Profit Sharing Plans3.91%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lumina Wealth Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating since 2017. The firm is owned by an individual and serves both private clients (individuals and families) and institutional or business clients. Its advisory offerings include comprehensive financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting, and the selection of other advisers. Lumina charges a mix of fees: a percentage of assets under management along with hourly and fixed-fee engagements. The firm identifies itself as a capital allocator and is not an active ESG investor.