LUMENT SECURITIES, LLC

Overview

Lument Securities, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 1984. Available firm-level flags indicate it does not operate as a capital allocator and is not designated as a multi-state investment adviser or a pension consultant. The data also shows the firm is not identified as an active ESG investor. The snapshot identifiers describe owner type as a domestic entity/individual, and there are no stated related-adviser relationships in the record. Taken together, the profile aligns with a brokerage/investment-banking operator rather than a traditional registered investment adviser focused on discretionary wealth management.

Assets & Accounts

Location & Offices