Lument Securities, LLC

Broker-DealerFINRA MemberEst. 1984
Total AUM
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Columbus, Ohio
CRD number
14840
Registered since
March 5, 1984

Firm profile

FINTRX

Overview

Lument Securities, LLC is organized as a limited liability company and is classified in the FINTRX dataset as an investment bank. The record shows an SEC registration date of 1984 and indicates a mixed ownership structure involving a domestic entity and individual ownership. FINTRX flags the firm as not acting as a capital allocator and not identified as an active ESG investor; it also is not listed as a multi-state adviser or pension consultant.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Kevin Mainelli

    Kevin Mainelli

    Managing Director and Chief Compliance OfficerCRD 1751991

  • Tami West

    Tami West

    Deputy Chief Compliance OfficerCRD 4209335

  • Robert Kirkwood

    Robert Kirkwood

    Chief Financial OfficerCRD 6025468

Contacts

3 of 57
  • Douglas Gilmore

    Senior Managing DirectorCRD 1727390

  • James Croft

    James Croft

    Senior Managing DirectorCRD 2148025

  • Tracy Peters

    Tracy Peters

    Senior Managing DirectorCRD 2373930

Unlock 54 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Columbus, OH

Franklin

Location

Columbus, OH

Headquartered in Columbus, OH, anchoring the Columbus-Marion-Zanesville, OH metro in the Midwest.

Metro area
Columbus-Marion-Zanesville, OH
Region
Midwest
County
Franklin
Address
10 W Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth