Lument Investment Management, LLC

RIASEC RegisteredEst. 2019
Total AUM
$1.9B
Discretionary
$1.2B
62% of AUM
Avg account
$968M
Accounts
2
Employees
447
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
306487
Registered since
December 13, 2019
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles62.24%
  • Other37.76%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Lument Investment Management, LLC is an institutional registered investment adviser formed in 2019 and organized as an LLC. The firm serves institutional clients and charges fees based on a percentage of assets under management, with performance-based fees used in certain arrangements. Its advisory work focuses on portfolio management for pooled investment vehicles; the firm also serves as sponsor, general partner, or managing member of pooled vehicles and maintains affiliations with a broker-dealer, other investment advisers, and CPO/CTA registrations. The firm is not identified as an active ESG investor, is not a multi-state adviser, and is not classified as a pension consultant or capital allocator. Ownership is recorded as a combination of a domestic entity and an individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 99%, Cash & Cash Equivalents 1%99%
  • Other99%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • James Flynn

    James Flynn

    Chief Executive OfficerCRD 6436357

  • Michele Halickman

    Chief Compliance OfficerCRD 7223820

  • James Briggs

    James Briggs

    Chief Financial OfficerCRD 7404290

Contacts

1 of 1
  • Stephanie Culpepper

    Stephanie Culpepper

    Senior Managing Director and General CounselCRD 8123638

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth