Luma Financial
RIAState Registered
Total AUM
$7.5M
Discretionary
$7.5M
100% of AUM
Avg account
$156K
Accounts
48
Employees
1
Advisory reps
1
Firm details
- Headquarters
- ,
- CRD number
- 315033
- Website
- lumafinance.com
- Custodians
- ALTRUIST FINANCIAL LLC, PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI70.29%
- Individuals29.71%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Luma Financial is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on fee-based portfolio management for individual and family clients, as well as small business accounts, charging a percentage of assets under management. Luma Financial identifies as a single-state adviser (not multi-state), does not position itself as an ESG-focused manager, and does not operate as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds69%
- Exchange Traded Equities28%
- Cash & Cash Equivalents3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Primary office
, null
Location
, null
Headquartered in , null.
- Office locations
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